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• Schwab YieldPlus Loss Calculator
• Financial responsibilities
• Seven Reasons to Choose Attorney
  Thomas F. Shine as Your Legal Counsel

Improper Practices

• Suitability
• Excessive Trading or Churning
• Diversification/Asset Allocation
• Margin Trading
• Mutual Fund/Unit Investment Trust Switching
• Duty to Disclose Material Facts
• Discretionary Authority
• Living Trust Schemes

Products

• Auction Rate Securities
• Equity Index Annuities
• Variable Annuities
• Options
• Promissory Notes
• Subprime Securities