Do you think you or a loved one may have been given negligent or improper financial advice?
My practice focuses on protecting the rights of investors.
For a free consultation, contact me.


Improper Practices

  • Suitability
  • Excessive Trading or Churning
  • Diversification/Asset Allocation
  • Margin Trading
  • Mutual Fund/Unit Investment Trust Switching
  • Duty to Disclose Material Facts
  • Discretionary Authority
  • Living Trust Schemes


  • Auction Rate Securities
  • Equity Index Annuities
  • Variable Annuities
  • Options
  • Promissory Notes
  • Subprime Securities